As a Compliance Testing Associate at Santander, you will review compliance processes and ensure they meet regulatory standards. This role involves identifying gaps in compliance and recommending process improvements while collaborating with a team to enhance the control environment.
Key Responsibilities
Review and test compliance processes for regulatory standards
Identify gaps and improve controls related to BSA, AML and OFAC requirements
Evaluate controls to ensure continuous compliance with laws and regulations
Collaborate with team on compliance improvement projects
Analyze existing and proposed legislation for compliance requirements
Required Qualifications
Bachelor's Degree or equivalent work experience in Business, Finance or equivalent
5+ Years Compliance, Legal, Regulatory, or Financial Services experience
Preferred Qualifications
Master's Degree in Business, Finance or equivalent field
Practical knowledge of corporate regulatory requirements
Ability to resolve complex situations with internal clients and regulators