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Advice Consultant- Sr, Specialist

Charles Schwab

Glendale, AZ
1 day ago

Job Description

Join Charles Schwab as a Senior Advice Consultant in the Workplace Advice Team. Leverage your financial expertise to guide clients on their retirement goals while promoting Schwab's comprehensive financial services. Make a difference in clients' lives by delivering exceptional advice and support.

Key Responsibilities

  • Work with new and existing Workplace Financial Services participants to provide guidance on retirement goals
  • Explain in detail the pros and cons of various financial strategies and investment vehicles
  • Position Schwab as a full-service provider of financial services outside of company sponsored retirement plans
  • Record metrics, compliance, document consultations, and track leads

Required Qualifications

  • A valid and active FINRA Series 7 license
  • A valid and active Series 66 (63/65) license (may be obtained within a condition of employment)

Preferred Qualifications

  • Bachelor's degree or equivalent experience demonstrating a basic understanding of ERISA, pension/trust compliance, DC and DB plans
  • 3+ years of successful experience in Qualified Retirement Plans, Financial Planning, Employee Benefits or equivalent experience in a Financial Services role
  • Professional designation from the college for financial planning required, CFP preferred
  • Track record as a high performer able to connect clients to appropriate Schwab solutions
  • Understanding of Salesforce to work lead flow and document client interactions
  • High proficiency in consultative communication and active listening to uncover financial needs
  • Strong presenting skills on the phone and in person
  • Passionate about championing every client’s goals with integrity
  • Excellent time management skills to prepare for and conduct client meetings

Benefits & Perks

401(k) with company match and Employee stock purchase planPaid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positionsPaid parental leave and family building benefitsTuition reimbursementHealth, dental, and vision insurance