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Advice Consultant- Sr, Specialist

Charles Schwab

Phoenix, AZ
1 day ago

Job Description

Join Charles Schwab as a Senior Advice Consultant and play a crucial role in guiding clients towards their retirement goals. Leverage your expertise in financial strategies and investment vehicles to provide tailored advice while enjoying a supportive and purpose-driven work culture.

Key Responsibilities

  • Provide guidance to Workplace Financial Services participants to assist with retirement goals
  • Explain pros and cons of various financial strategies and investment vehicles
  • Position Schwab as a full-service provider for participants' needs outside of company-sponsored retirement plans
  • Record metrics, ensure compliance, document consultations, and track leads

Required Qualifications

  • A valid and active FINRA Series 7 license
  • A valid and active Series 66 (63/65) license (may be obtained within a condition of employment)

Preferred Qualifications

  • Bachelor's degree or equivalent experience demonstrating a basic understanding of ERISA, pension/trust compliance, DC and DB plans
  • 3+ years of experience in Qualified Retirement Plans, Financial Planning, Employee Benefits or equivalent experience in a Financial Services role
  • Professional designation from the college for financial planning required, CFP preferred
  • Track record as a high performer connecting clients to appropriate Schwab solutions
  • Understanding of Salesforce to work lead flow and document client interactions
  • High proficiency in consultative communication and active listening
  • Strong presenting skills on the phone and in person
  • Passionate about championing client goals and helping others succeed
  • Excellent time management skills

Benefits & Perks

401(k) with company matchEmployee stock purchase planPaid time for vacation, volunteering, and sabbatical after 5 years of servicePaid parental leave and family building benefitsTuition reimbursementHealth, dental, and vision insurance